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Regulatory risk differentiation
Regulatory risk differentiation the process used by a regulatory authority (the regulator) to systemically treat entities differently based on the regulator's assessment of the risks of the entity's non-compliance.
Regulators can include law enforcement agencies, while the word entities applies to all those under the authority of the regulator – in most cases ranging from individuals to companies to synthetic entities to multinationals operating within the regulator's jurisdiction.
The process requires the regulator to directly link a robust risk assessment to a suggested regulatory response (e.g. financial penalties, criminal imprisonment). Regulatory risk differentiation is also referred to as the Compliance Model in some regulatory agencies.〔See for example http://www.acir.gov.au/provider/business/audits/ncp/our-compliance-model.jsp〕 See for example the Australian Prudential Regulatory Authority risk differentiation approach known as: PAIRS〔http://www.apra.gov.au/adi/Documents/cfdocs/PAIRS_112010_ex.pdf〕 / SOARS.〔http://www.apra.gov.au/adi/Documents/cfdocs/SOARS_112010_ex.pdf〕 PAIRS is the Probability And Impact Rating System, while SOARS is the Supervisory Oversight And Response System.
== Alternative compliance models ==
抄文引用元・出典: フリー百科事典『 ウィキペディア（Wikipedia）』
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